Guggenheim Funds

CVY – Guggenheim Multi-Asset Income ETF

Fund Holdings

as of 2/3/12

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Ticker Name Shares / Par Value Market Value Weighting
EPD ENTERPRISE PRODUCTS PARTNERS L 195,853 $9,782,857 1.62 %
KMP KINDER MORGAN ENERGY PARTNERS . 113,569 $9,745,356 1.61 %
SDRL SEADRILL LTD USD2 . 211,282 $8,003,362 1.32 %
ETP ENERGY TRANSFER PARTNERS LP 162,257 $7,798,071 1.29 %
GM B GENERAL MOTORS PFD 181,473 $7,757,971 1.28 %
CVX CHEVRON CORP . 71,668 $7,560,974 1.25 %
BAC BANK OF AMERICA CRP BAC 7.25% PREF SERIES L 7,990 $7,522,745 1.24 %
PAA PLAINS ALL AMERICAN PIPELINE L 94,665 $7,391,443 1.22 %
COP CONOCOPHILLIPS . 103,327 $7,280,420 1.20 %
DOW DOW CHEMICAL CO/THE . 203,256 $6,947,290 1.15 %
GE GENERAL ELECTRIC CO . 354,008 $6,733,232 1.11 %
CLI MACK-CALI REALTY CORP . 221,046 $6,474,437 1.07 %
EVV EATON VANCE LIMITED DURATION INCOME FUND 400,785 $6,316,372 1.04 %
IP INTERNATIONAL PAPER CO . 198,316 $6,316,365 1.04 %
BML/PJ BANK OF AMERICA 244,383 $6,217,104 1.03 %
BLK BLACKROCK INC . 32,741 $6,176,262 1.02 %
DD EI DU PONT DE NEMOURS & CO . 118,026 $6,138,532 1.02 %
BCS BARCLAYS BANK PLC 238,241 $6,106,117 1.01 %
LMT LOCKHEED MARTIN CORP . 72,066 $6,096,063 1.01 %
RTN RAYTHEON CO . 123,594 $6,052,398 1.00 %
INTC INTEL CORP . 226,103 $6,045,994 1.00 %
MRK MERCK & CO INC . 157,545 $6,045,002 1.00 %
E ENI SPA SPONSORED ADR 132,678 $6,040,829 1.00 %
PGH PENGROWTH ENERGY CORP 602,666 $6,020,633 1.00 %
NLY ANNALY CAPITAL MANAGEMENT INC . 350,478 $6,007,193 0.99 %
CAG CONAGRA FOODS INC . 222,966 $5,975,489 0.99 %
PFE PFIZER INC . 280,631 $5,949,377 0.98 %
SNH SENIOR HOUSING PROPERTIES TRUS . 257,064 $5,889,336 0.97 %
LLY ELI LILLY & CO . 148,803 $5,879,207 0.97 %
EVT EATON VANCE TAX-ADVANTAGED DIVIDEND INCOME FUND 357,980 $5,842,234 0.97 %
AGNC AMERICAN CAPITAL AGENCY CORP 196,309 $5,830,377 0.96 %
K KELLOGG CO . 114,571 $5,824,790 0.96 %
NOC NORTHROP GRUMMAN CORP . 98,689 $5,754,556 0.95 %
RDS/B ROYAL DUTCH SHELL PLC 78,019 $5,731,276 0.95 %
DRI DARDEN RESTAURANTS INC . 118,050 $5,727,786 0.95 %
VIV TELEF BRASIL . 208,833 $5,726,201 0.95 %
JNJ JOHNSON & JOHNSON . 87,022 $5,712,124 0.94 %
GSK GLAXOSMITHKLINE PLC - ADR 126,621 $5,678,952 0.94 %
ABT ABBOTT LABORATORIES . 103,245 $5,678,475 0.94 %
MO ALTRIA GROUP INC . 196,309 $5,661,552 0.94 %
PM PHILIP MORRIS INTERNATIONAL IN . 73,877 $5,660,456 0.94 %
LO LORILLARD INC . 50,462 $5,630,045 0.93 %
MBT MOBILE TELESYSTEMS OJSC ADR 325,937 $5,547,448 0.92 %
ETR ENTERGY CORP . 80,050 $5,526,652 0.91 %
RAI REYNOLDS AMERICAN INC . 134,553 $5,348,482 0.88 %
HTS HATTERAS FINANCIAL CORP . 184,866 $5,176,248 0.86 %
NOK NOKIA OYJ - ADR 972,751 $4,980,485 0.82 %
TRP TRANSCANADA CORP . 117,537 $4,904,819 0.81 %
HUN HUNTSMAN CORP . 343,533 $4,757,932 0.79 %
BPO BROOKFIELD OFFICE PPTYS INC . 254,913 $4,636,867 0.77 %
STRA STRAYER EDUCATIO 38,603 $4,574,069 0.76 %
EPB EL PASO PIPELINE PARTNERS LP . 126,747 $4,536,275 0.75 %
MDP MEREDITH CORP 129,472 $4,500,447 0.74 %
IGK ING GROEP NV PRFD 177,000 $4,440,930 0.73 %
HPT HOSPITALITY PROPERTIES TRUST . 178,112 $4,413,615 0.73 %
CHY CALAMOS CVT & HIGH INCOME 341,162 $4,397,578 0.73 %
MWE MARKWEST ENERGY PARTNERS LP 74,525 $4,374,618 0.72 %
OFC CORPORATE OFFICE PROPERTIES TR . 171,647 $4,330,654 0.72 %
ETE ENERGY TRANSFER EQUITY LP 101,095 $4,300,581 0.71 %
CHI CALAMOS CONVERTIBLE OPP&INC 339,123 $4,276,341 0.71 %
PFCB PF CHANG'S CHINA 123,797 $4,270,997 0.71 %
MTB M&T BANK CORP . 51,446 $4,241,723 0.70 %
TWO TWO HARBORS INVESTMENT CORP 423,452 $4,213,347 0.70 %
LNCR LINCARE HOLDINGS INC . 158,427 $4,166,630 0.69 %
HSBC HOLDINGS PLC PREFFERED 153,198 $4,137,878 0.68 %
MOLX MOLEX INC . 150,552 $4,134,158 0.68 %
CNL CLECO CORP . 103,900 $4,127,947 0.68 %
SRE SEMPRA ENERGY . 70,593 $4,115,572 0.68 %
AVY AVERY DENNISON CORP . 143,258 $4,091,448 0.68 %
MXIM MAXIM INTEGRATED PRODUCTS INC . 146,387 $4,060,775 0.67 %
CLX CLOROX CO . 57,805 $4,038,257 0.67 %
DPS DR PEPPER SNAPPLE GROUP INC . 102,791 $3,972,872 0.66 %
CMS CMS ENERGY CORP . 179,481 $3,953,966 0.65 %
CNK CINEMARK HOLDINGS INC . 191,668 $3,919,611 0.65 %
LEG LEGGETT & PLATT INC . 167,774 $3,895,712 0.64 %
BCE BCE INC NEW 95,811 $3,889,927 0.64 %
OHI OMEGA HEALTHCARE INVESTOR 180,258 $3,843,101 0.64 %
NU NORTHEAST UTILITIES . 108,490 $3,829,697 0.63 %
IRM IRON MOUNTAIN INC . 123,634 $3,814,109 0.63 %
HAS HASBRO INC . 104,852 $3,759,993 0.62 %
ING ING GROEP NV 166,205 $3,749,585 0.62 %
HR HEALTHCARE RLTY 177,273 $3,749,324 0.62 %
HARTFORD FINL SVCS GRP PREFERRED 175,321 $3,730,831 0.62 %
EEP ENBRIDGE ENERGY PARTNERS LP 117,115 $3,711,374 0.61 %
TAM TAM SA ADR 160,729 $3,650,156 0.60 %
GFA GAFISA SA ADR 597,648 $3,573,935 0.59 %
DKT DB CONT CAPITALTRUST V 138,614 $3,573,469 0.59 %
SVU SUPERVALU INC . 510,856 $3,565,775 0.59 %
SKM SK TELECOM CO LTD 255,824 $3,543,162 0.59 %
JPS NUVEEN QUALITY PREFERRED INCOME FUND II 410,275 $3,487,338 0.58 %
UGI UGI CORP . 125,326 $3,460,251 0.57 %
DTK DEUTSCHE BANK CONTINGENT CAPITAL TR PREFERRED 136,162 $3,431,282 0.57 %
EC ECOPETROL SA ADR 65,036 $3,420,243 0.57 %
RGC REGAL ENTERTAINMENT GROUP . 263,495 $3,346,387 0.55 %
CYS CYS INVESTMENTS INC 246,740 $3,326,055 0.55 %
XPFNX PIMCO FLOATING RATE STRATEGY FUND 318,288 $3,166,966 0.52 %
XTEIX TEMPLETON EMERGING MARKETS INCOME FUND 188,814 $3,098,438 0.51 %
WPZ WILLIAMS PARTNERS LP 45,355 $2,798,404 0.46 %
MMP MAGELLAN MIDSTREAM PARTNERS LP 41,096 $2,788,775 0.46 %
CMO CAPSTEAD MORTGAGE CORP 205,196 $2,747,574 0.45 %
EHI WESTERN ASSET GLOBAL HIGH INCOME FUND INC 203,504 $2,692,358 0.45 %
BLW BLACKROCK LIMITED DURATION INCOME TRUST 157,144 $2,674,591 0.44 %
CWH COMMONWEALTH REIT . 127,605 $2,629,939 0.44 %
BLC BELO CORP-A 320,922 $2,557,748 0.42 %
TAL TAL INTERNATIONA 71,330 $2,482,284 0.41 %
XERCX WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUND 161,417 $2,469,680 0.41 %
PVX PROVIDENT ENERGY LTD 198,453 $2,325,869 0.38 %
SCS STEELCASE INC-A 239,466 $2,322,820 0.38 %
SBGI SINCLAIR BROADCAST GROUP 181,566 $2,318,598 0.38 %
AYR AIRCASTLE LTD 161,565 $2,308,764 0.38 %
OLN OLIN CORP . 98,807 $2,270,585 0.38 %
PACW PACWEST BANCORP 100,499 $2,233,088 0.37 %
JTP NUVEEN QUALITY PREFERRED INCOME FUND 273,298 $2,221,913 0.37 %
SPIL SILICONWARE PRECISION INDUSTRIES CO ADR 399,378 $2,184,598 0.36 %
DLX DELUXE CORP . 82,122 $2,179,518 0.36 %
MMT MFS MULTIMARKET INCOME TRUST 309,839 $2,162,676 0.36 %
HPS JOHN HANCOCK PREFERRED INCOME FUND III 120,469 $2,162,419 0.36 %
AT ATLANTIC POWER CORP NEW 142,766 $2,161,477 0.36 %
BGT BLACKROCK FLOATING RATE INCOME 152,236 $2,103,902 0.35 %
CATO CATO CORP-A 73,366 $2,093,132 0.35 %
UNTD UNITED ONLINE 355,566 $2,087,172 0.35 %
BPL BUCKEYE PARTNERS LP 32,764 $2,084,446 0.34 %
PHD PIONEER FLOATING RATE TRUST 161,308 $2,077,647 0.34 %
MOLXA MOLEX INC . 89,658 $2,051,375 0.34 %
CBU COMMUNITY BANK S 71,063 $2,046,614 0.34 %
CMTL COMTECH TELECOMM 61,979 $2,044,067 0.34 %
HIO WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC 319,319 $2,040,448 0.34 %
DSU BLACKROCK DEBT STRATEGIES FD 505,590 $2,037,528 0.34 %
CHT CHUNGHWA TELECOM LTD ADR 62,793 $2,020,051 0.33 %
TU TELUS CORP NON-VTG 36,629 $1,990,420 0.33 %
NRGY INERGY LP 107,248 $1,984,088 0.33 %
RCI ROGERS COMMUNICATIONS INC CL B 50,700 $1,972,737 0.33 %
WABC WESTAMERICA BANC 40,888 $1,970,802 0.33 %
CPL CPFL ENERGIA SA ADR 65,162 $1,956,815 0.32 %
ORIT ORITANI FINANCIAL CORP 144,302 $1,940,862 0.32 %
BAK BRASKEM SA ADR 104,667 $1,938,433 0.32 %
NMO NUVEEN MUNI MKT OPPORTUNITY 133,630 $1,929,617 0.32 %
VE VEOLIA ENVIRONMENT - ADR 154,824 $1,929,107 0.32 %
WGL WGL HOLDINGS INC . 43,795 $1,898,513 0.31 %
BGS B&G FOODS I-CL A 84,608 $1,897,757 0.31 %
MCR MFS CHARTER INCOME TRUST 197,132 $1,876,697 0.31 %
UVV UNIVERSAL CORP/VA . 39,623 $1,867,828 0.31 %
VGR VECTOR GROUP LTD 103,956 $1,828,586 0.30 %
SJR SHAW COMMUNICATIONS INC CL B CONV 91,000 $1,796,340 0.30 %
MPW MEDICAL PROPERTIES TRUST 176,595 $1,727,099 0.29 %
AM AMER GREETINGS-A 110,497 $1,683,974 0.28 %
FTF FRANKLIN TEMPLETON LIMITED DURATION INCOME TRUST 120,935 $1,609,645 0.27 %
GOV GOVT PRPT INC TRST REIT 64,009 $1,567,580 0.26 %

All data is provided by Guggenheim Funds Distributors, Inc. or Morningstar. Data is subject to change on a daily basis and represents a percentage of the Fund’s holdings excluding cash, except where noted. The securities mentioned are provided for informational purposes only and should not be deemed as a recommendation to buy or sell.

Investors should carefully consider the investment objectives and policies, risk considerations, charges and ongoing expenses of any investment product before investing. The prospectus contains this and other relevant information. Please read the prospectus carefully before you invest. To obtain a prospectus, please contact a securities representative or Guggenheim Funds Distributors, Inc., 2455 Corporate West Drive, Lisle, Illinois 60532, 800-345-7999, or download one by accessing the Literature section of this web site.

NOT FDIC INSURED | NOT BANK GUARANTEED | MAY LOSE VALUE