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TRUST
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NASDAQ TICKER SYMBOL |
PRICE DATE |
OFFER1
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BID2
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LIQUIDATION3
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DEPOSIT DATE
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MANDATORY MATURITY DATE
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Secondary Trusts (click
to view cusips)
|
 | BNY MELLON BRAZIL, RUSSIA, INDIA & CHINA (BRIC) PORTFOLIO, 009 | CBRIIX | 5/21/12 | $0.00000 | $8.07440 | $8.07440 | 7/21/10 | 7/18/12 |
| BNY MELLON BRAZIL, RUSSIA, INDIA & CHINA (BRIC) PORTFOLIO, 010 | CBRIJX | 5/21/12 | $0.00000 | $6.86140 | $6.86140 | 1/19/11 | 1/16/13 |
| BNY MELLON BRAZIL, RUSSIA, INDIA & CHINA (BRIC) PORTFOLIO, 011 | CBRIKX | 5/21/12 | $0.00000 | $7.37160 | $7.20830 | 7/20/11 | 7/17/13 |
| CANADIAN ENERGY & INCOME PORTFOLIO, 024 | CCRTYX | 5/21/12 | $0.00000 | $7.74480 | $7.58150 | 7/20/11 | 7/17/13 |
| CANADIAN ENERGY & INCOME PORTFOLIO, 025 | CCRTZX | 5/21/12 | $0.00000 | $8.54960 | $8.30460 | 1/18/12 | 1/15/14 |
| CLAYMORE MUNICIPAL PORTFOLIO 10-15 YEARS, 006 | CIITFX | 5/21/12 | $0.00000 | $9.69890 | $9.69890 | 12/28/05 | 12/31/20 |
| CLAYMORE MUNICIPAL PORTFOLIO 6-10 YEARS, 004 | CMITDX | 5/21/12 | $0.00000 | $7.55850 | $7.55850 | 3/30/05 | 12/31/15 |
| CLAYMORE MUNICIPAL PORTFOLIO 6-10 YEARS, 005 | CMITEX | 5/21/12 | $0.00000 | $7.48390 | $7.48390 | 6/1/05 | 12/31/15 |
| CLAYMORE MUNICIPAL PORTFOLIO 6-10 YEARS, 006 | CMITFX | 5/21/12 | $0.00000 | $7.37040 | $7.37040 | 6/29/05 | 12/1/15 |
| CLAYMORE MUNICIPAL PORTFOLIO 6-10 YEARS, 007 | CMITGX | 5/21/12 | $0.00000 | $6.52460 | $6.52460 | 8/3/05 | 10/1/15 |
| CLAYMORE MUNICIPAL PORTFOLIO 6-10 YEARS, 008 | CMITHX | 5/21/12 | $0.00000 | $7.70490 | $7.70490 | 8/30/05 | 9/1/15 |
| CLAYMORE MUNICIPAL PORTFOLIO 6-10 YEARS, 009 | CMITIX | 5/21/12 | $0.00000 | $7.45540 | $7.45540 | 10/31/05 | 6/1/15 |
| CLAYMORE MUNICIPAL PORTFOLIO LONG TERM, 001 | CMLTAX | 5/21/12 | $0.00000 | $9.21860 | $9.21860 | 6/1/05 | 12/31/40 |
| CLAYMORE/GUGGENHEIM BUILD AMERICA BONDS TRUST, 001 | CGBAAX | 5/21/12 | $0.00000 | $1,038.27000 | $1,038.27000 | 7/20/10 | 7/1/42 |
| CLAYMORE/GUGGENHEIM BUILD AMERICA BONDS TRUST, 002 | CGBABX | 5/21/12 | $0.00000 | $1,024.79000 | $1,024.79000 | 8/12/10 | 2/1/42 |
| CLAYMORE/GUGGENHEIM BUILD AMERICA BONDS TRUST, 003 | CGBACX | 5/21/12 | $0.00000 | $997.07000 | $997.07000 | 8/20/10 | 7/1/42 |
| CLAYMORE/GUGGENHEIM BUILD AMERICA BONDS TRUST, 004 | CGBADX | 5/21/12 | $0.00000 | $1,037.99000 | $1,037.99000 | 9/10/10 | 8/1/42 |
| CLAYMORE/GUGGENHEIM HIGH YIELD TRUST, 001 | CGSHAX | 5/21/12 | $0.00000 | $563.75000 | $563.75000 | 5/24/10 | 12/1/15 |
| CLAYMORE/GUGGENHEIM HIGH YIELD TRUST, 002 | CGSHBX | 5/21/12 | $0.00000 | $591.88000 | $591.88000 | 6/24/10 | 12/15/15 |
| CLAYMORE/GUGGENHEIM HIGH YIELD TRUST, 003 | CGSHCX | 5/21/12 | $0.00000 | $440.93000 | $440.93000 | 7/22/10 | 11/15/15 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 001 | CGIIAX | 5/21/12 | $0.00000 | $912.84000 | $912.84000 | 4/8/09 | 9/30/20 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 002 | CGIIBX | 5/21/12 | $0.00000 | $953.45000 | $953.45000 | 4/24/09 | 8/6/19 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 003 | CGIICX | 5/21/12 | $0.00000 | $1,005.57000 | $1,005.57000 | 5/7/09 | 8/6/19 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 004 | CGIIDX | 5/21/12 | $0.00000 | $977.59000 | $977.59000 | 5/27/09 | 5/15/19 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 005 | CGIIEX | 5/21/12 | $0.00000 | $989.88000 | $989.88000 | 6/23/09 | 7/1/19 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 006 | CGIIFX | 5/21/12 | $0.00000 | $1,006.51000 | $1,006.51000 | 7/30/09 | 1/15/20 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 007 | CGIIGX | 5/21/12 | $0.00000 | $1,000.62000 | $1,000.62000 | 8/11/09 | 1/15/20 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 008 | CGIIHX | 5/21/12 | $0.00000 | $978.34000 | $978.34000 | 8/24/09 | 9/15/19 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 009 | CGIIIX | 5/21/12 | $0.00000 | $980.04000 | $980.04000 | 9/1/09 | 9/15/19 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 010 | CGIIJX | 5/21/12 | $0.00000 | $994.32000 | $994.32000 | 9/15/09 | 9/1/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 011 | CGIIKX | 5/21/12 | $0.00000 | $998.15000 | $998.15000 | 9/24/09 | 9/15/19 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 012 | CGIILX | 5/21/12 | $0.00000 | $1,001.02000 | $1,001.02000 | 10/9/09 | 3/1/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 013 | CGIIMX | 5/21/12 | $0.00000 | $1,001.09000 | $1,001.09000 | 11/4/09 | 3/1/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 014 | CGIINX | 5/21/12 | $0.00000 | $1,012.54000 | $1,012.54000 | 11/19/09 | 3/1/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 015 | CGIIOX | 5/21/12 | $0.00000 | $1,017.08000 | $1,017.08000 | 12/7/09 | 3/1/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 016 | CGIIPX | 5/21/12 | $0.00000 | $1,018.90000 | $1,018.90000 | 1/5/10 | 2/15/20 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 017 | CGIIQX | 5/21/12 | $0.00000 | $1,009.38000 | $1,009.38000 | 1/28/10 | 3/1/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 018 | CGIIRX | 5/21/12 | $0.00000 | $999.74000 | $999.74000 | 3/5/10 | 2/1/20 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 019 | CGIISX | 5/21/12 | $0.00000 | $1,022.67000 | $1,022.67000 | 3/31/10 | 3/1/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 020 | CGIITX | 5/21/12 | $0.00000 | $988.86000 | $988.86000 | 5/19/10 | 3/1/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 021 | CGIIUX | 5/21/12 | $0.00000 | $991.67000 | $991.67000 | 6/3/10 | 3/1/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 022 | CGIIVX | 5/21/12 | $0.00000 | $980.05000 | $980.05000 | 6/30/10 | 4/15/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 023 | CGIIWX | 5/21/12 | $0.00000 | $999.74000 | $999.74000 | 7/16/10 | 4/15/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 024 | CGIIYX | 5/21/12 | $0.00000 | $967.66000 | $967.66000 | 8/10/10 | 4/15/21 |
| CLAYMORE/GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 025 | CGIIZX | 5/21/12 | $0.00000 | $967.40000 | $967.40000 | 9/8/10 | 4/15/21 |
| CLAYMORE/GUGGENHEIM LONG-TERM NATIONAL MUNICIPAL TRUST, 001 | CGLTAX | 5/21/12 | $0.00000 | $1,047.89000 | $1,047.89000 | 4/8/09 | 11/15/46 |
| CLAYMORE/GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, 004 | CGSHDX | 5/21/12 | $0.00000 | $586.73000 | $586.73000 | 8/26/10 | 9/24/15 |
| CLAYMORE/GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, 005 | CGSHEX | 5/21/12 | $0.00000 | $651.25000 | $651.25000 | 9/24/10 | 12/1/15 |
| CLAYMORE/GUGGENHEIM SHORT INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 001 | CGISAX | 5/21/12 | $0.00000 | $936.84000 | $936.84000 | 12/14/09 | 6/13/16 |
| CLAYMORE/GUGGENHEIM SHORT INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 002 | CGISBX | 5/21/12 | $0.00000 | $940.59000 | $940.59000 | 1/11/10 | 9/15/16 |
| CLOSED-END CALIFORNIA MUNICIPAL PORTFOLIO, 003 | CECACX | 5/21/12 | $0.00000 | $10.31890 | $10.31890 | 7/18/07 | 7/11/12 |
| CLOSED-END CALIFORNIA MUNICIPAL PORTFOLIO, 004 | CECADX | 5/21/12 | $0.00000 | $11.59640 | $11.59640 | 12/8/10 | 12/9/15 |
| CLOSED-END CALIFORNIA MUNICIPAL PORTFOLIO, 005 | CECAEX | 5/21/12 | $0.00000 | $11.27910 | $11.27910 | 7/29/11 | 7/12/13 |
| CLOSED-END CONVERTIBLE & INCOME PORTFOLIO, 010 | CECIJX | 5/21/12 | $0.00000 | $6.39030 | $6.39030 | 8/29/07 | 10/10/12 |
| CLOSED-END CONVERTIBLE & INCOME PORTFOLIO, 011 | CECIKX | 5/21/12 | $0.00000 | $16.49600 | $16.49600 | 3/4/09 | 4/9/14 |
| CLOSED-END CONVERTIBLE & INCOME PORTFOLIO, 012 | CECILX | 5/21/12 | $0.00000 | $10.00480 | $10.00480 | 8/21/09 | 10/8/14 |
| CLOSED-END CONVERTIBLE & INCOME PORTFOLIO, 013 | CECIMX | 5/21/12 | $0.00000 | $8.73930 | $8.73930 | 3/10/10 | 4/8/15 |
| CLOSED-END CORPORATE HIGH YIELD & INCOME PORTFOLIO (15-MONTH), 018 | CFCHAX | 5/21/12 | $0.00000 | $8.96880 | $8.96880 | 6/3/11 | 10/5/12 |
| CLOSED-END CORPORATE HIGH YIELD & INCOME PORTFOLIO, 012 | CEIPLX | 5/21/12 | $0.00000 | $16.10340 | $16.10340 | 3/31/09 | 2/12/14 |
| CLOSED-END CORPORATE HIGH YIELD & INCOME PORTFOLIO, 013 | CEIPMX | 5/21/12 | $0.00000 | $11.46790 | $11.46790 | 8/21/09 | 8/13/14 |
| CLOSED-END CORPORATE HIGH YIELD & INCOME PORTFOLIO, 014 | CEIPNX | 5/21/12 | $0.00000 | $10.46740 | $10.46740 | 2/10/10 | 2/11/15 |
| CLOSED-END CORPORATE HIGH YIELD & INCOME PORTFOLIO, 015 | CEIPOX | 5/21/12 | $0.00000 | $9.34620 | $9.34620 | 8/11/10 | 8/12/15 |
| CLOSED-END CORPORATE HIGH YIELD & INCOME PORTFOLIO, 016 | CEIPPX | 5/21/12 | $0.00000 | $9.26190 | $9.26190 | 2/9/11 | 2/10/16 |
| CLOSED-END CORPORATE HIGH YIELD & INCOME PORTFOLIO, 017 | CEIPQX | 5/21/12 | $0.00000 | $10.33990 | $10.25830 | 8/10/11 | 8/14/13 |
| CLOSED-END COVERED CALL & INCOME PORTFOLIO (15-MONTH), 024 | CFCOAX | 5/21/12 | $0.00000 | $8.22320 | $8.22320 | 6/2/11 | 9/10/12 |
| CLOSED-END COVERED CALL & INCOME PORTFOLIO (15-MONTH), 026 | CFCOBX | 5/21/12 | $0.00000 | $9.40290 | $9.40290 | 9/8/11 | 12/7/12 |
| CLOSED-END COVERED CALL & INCOME PORTFOLIO, 019 | CCCISX | 5/21/12 | $0.00000 | $7.92900 | $7.92900 | 8/18/10 | 9/12/12 |
| CLOSED-END COVERED CALL & INCOME PORTFOLIO, 020 | CCCITX | 5/21/12 | $0.00000 | $7.66430 | $7.66430 | 11/10/10 | 12/12/12 |
| CLOSED-END COVERED CALL & INCOME PORTFOLIO, 021 | CCCIUX | 5/21/12 | $0.00000 | $8.18660 | $8.18660 | 3/9/11 | 3/13/13 |
| CLOSED-END COVERED CALL & INCOME PORTFOLIO, 022 | CCCIVX | 5/21/12 | $0.00000 | $8.38210 | $8.30050 | 6/8/11 | 6/12/13 |
| CLOSED-END COVERED CALL & INCOME PORTFOLIO, 023 | CCCIWX | 5/21/12 | $0.00000 | $9.69260 | $9.44760 | 9/14/11 | 9/11/13 |
| CLOSED-END COVERED CALL AND INCOME PORTFOLIO, 008 | CCCIHX | 5/21/12 | $0.00000 | $5.09070 | $5.09070 | 10/10/07 | 10/10/12 |
| CLOSED-END COVERED CALL AND INCOME PORTFOLIO, 010 | CCCIJX | 5/21/12 | $0.00000 | $5.52630 | $5.52630 | 3/12/08 | 3/13/13 |
| CLOSED-END COVERED CALL AND INCOME PORTFOLIO, 012 | CCCILX | 5/21/12 | $0.00000 | $7.04280 | $7.04280 | 9/10/08 | 9/11/13 |
| CLOSED-END EQUITY & INCOME PORTFOLIO, 025 | CCEEZX | 5/21/12 | $0.00000 | $9.47330 | $9.47330 | 6/9/10 | 6/13/12 |
| CLOSED-END EQUITY & INCOME PORTFOLIO, 026 | CCEEAX | 5/21/12 | $0.00000 | $8.21450 | $8.21450 | 10/13/10 | 10/10/12 |
| CLOSED-END EQUITY & INCOME PORTFOLIO, 027 | CCEEBX | 5/21/12 | $0.00000 | $8.21810 | $8.21810 | 12/8/10 | 12/12/12 |
| CLOSED-END EQUITY & INCOME PORTFOLIO, 028 | CCEECX | 5/21/12 | $0.00000 | $8.50350 | $8.50350 | 2/9/11 | 2/13/13 |
| CLOSED-END EQUITY & INCOME PORTFOLIO, 029 | CCEEDX | 5/21/12 | $0.00000 | $8.32090 | $8.32090 | 5/4/11 | 5/8/13 |
| CLOSED-END EQUITY & INCOME PORTFOLIO, 030 | CCEEEX | 5/21/12 | $0.00000 | $10.08520 | $9.84020 | 8/10/11 | 8/14/13 |
| CLOSED-END INCOME & TREASURY LIMITED DURATION PORTFOLIO (15-MONTH), 012 | CFICAX | 5/21/12 | $0.00000 | $9.30430 | $9.30430 | 6/3/11 | 9/10/12 |
| CLOSED-END INCOME & TREASURY LIMITED DURATION PORTFOLIO, 007 | CICEGX | 5/21/12 | $0.00000 | $9.60630 | $9.60630 | 4/21/10 | 6/13/12 |
| CLOSED-END INCOME & TREASURY LIMITED DURATION PORTFOLIO, 008 | CICEHX | 5/21/12 | $0.00000 | $10.01530 | $10.01530 | 6/2/10 | 6/13/12 |
| CLOSED-END INCOME & TREASURY LIMITED DURATION PORTFOLIO, 009 | CICEIX | 5/21/12 | $0.00000 | $9.44950 | $9.44950 | 9/8/10 | 9/12/12 |
| CLOSED-END INCOME & TREASURY LIMITED DURATION PORTFOLIO, 010 | CICEJX | 5/21/12 | $0.00000 | $9.70050 | $9.70050 | 12/8/10 | 12/12/12 |
| CLOSED-END INCOME & TREASURY LIMITED DURATION PORTFOLIO, 011 | CICEKX | 5/21/12 | $0.00000 | $9.41910 | $9.41910 | 3/9/11 | 3/13/13 |
| CLOSED-END INCOME & TREASURY LIMITED DURATION PORTFOLIO, 013 | CICEMX | 5/21/12 | $0.00000 | $9.24770 | $9.24770 | 6/8/11 | 6/12/13 |
| CLOSED-END INCOME PORTFOLIO, 009 | CEIPIX | 5/21/12 | $0.00000 | $8.84740 | $8.84740 | 8/29/07 | 10/10/12 |
| CLOSED-END INCOME PORTFOLIO, 010 | CEIPJX | 5/21/12 | $0.00000 | $9.55090 | $9.55090 | 2/13/08 | 2/13/13 |
| CLOSED-END INCOME PORTFOLIO, 011 | CEIPKX | 5/21/12 | $0.00000 | $11.20360 | $11.20360 | 8/13/08 | 8/14/13 |
| CLOSED-END INFRASTRUCTURE & MLP PORTFOLIO, 009 | CCEIIX | 5/21/12 | $0.00000 | $8.89550 | $8.89550 | 11/10/10 | 11/14/12 |
| CLOSED-END INFRASTRUCTURE & MLP PORTFOLIO, 010 | CCEIJX | 5/21/12 | $0.00000 | $8.60570 | $8.60570 | 5/11/11 | 5/8/13 |
| CLOSED-END INFRASTRUCTURE AND INCOME PORTFOLIO, 002 | CCEIBX | 5/21/12 | $0.00000 | $7.18690 | $7.18690 | 9/12/07 | 9/12/12 |
| CLOSED-END NATIONAL MUNICIPAL PORTFOLIO, 011 | CENMKX | 5/21/12 | $0.00000 | $11.02480 | $11.02480 | 11/14/07 | 11/14/12 |
| CLOSED-END NATIONAL MUNICIPAL PORTFOLIO, 012 | CENMLX | 5/21/12 | $0.00000 | $10.13900 | $10.13900 | 5/14/08 | 5/8/13 |
| CLOSED-END NATIONAL MUNICIPAL PORTFOLIO, 013 | CENMMX | 5/21/12 | $0.00000 | $13.76200 | $13.76200 | 11/12/08 | 11/14/13 |
| CLOSED-END NATIONAL MUNICIPAL PORTFOLIO, 014 | CENMNX | 5/21/12 | $0.00000 | $12.60000 | $12.60000 | 2/19/09 | 5/14/14 |
| CLOSED-END NATIONAL MUNICIPAL PORTFOLIO, 015 | CENMOX | 5/21/12 | $0.00000 | $11.72660 | $11.72660 | 5/20/09 | 5/14/14 |
| CLOSED-END NATIONAL MUNICIPAL PORTFOLIO, 016 | CENMPX | 5/21/12 | $0.00000 | $11.00640 | $11.00640 | 11/2/09 | 11/12/14 |
| CLOSED-END NATIONAL MUNICIPAL PORTFOLIO, 017 | CENMQX | 5/21/12 | $0.00000 | $10.43470 | $10.43470 | 4/21/10 | 5/13/15 |
| CLOSED-END NATIONAL MUNICIPAL PORTFOLIO, 018 | CENMRX | 5/21/12 | $0.00000 | $9.72770 | $9.72770 | 10/13/10 | 11/11/15 |
| CLOSED-END NATIONAL MUNICIPAL PORTFOLIO, 019 | CENMSX | 5/21/12 | $0.00000 | $11.03750 | $11.03750 | 5/11/11 | 5/8/13 |
| CLOSED-END NEW JERSEY MUNICIPAL PORTFOLIO, 003 | CENJCX | 5/21/12 | $0.00000 | $10.03390 | $10.03390 | 7/11/07 | 7/11/12 |
| CLOSED-END NEW JERSEY MUNICIPAL PORTFOLIO, 004 | CENJDX | 5/21/12 | $0.00000 | $12.56140 | $12.56140 | 4/8/09 | 7/9/14 |
| CLOSED-END NEW JERSEY MUNICIPAL PORTFOLIO, 005 | CENJEX | 5/21/12 | $0.00000 | $10.84800 | $10.84800 | 11/2/09 | 11/12/14 |
| CLOSED-END NEW JERSEY MUNICIPAL PORTFOLIO, 006 | CENJFX | 5/21/12 | $0.00000 | $10.05030 | $10.05030 | 6/9/10 | 7/8/15 |
| CLOSED-END NEW JERSEY MUNICIPAL PORTFOLIO, 007 | CENJGX | 5/21/12 | $0.00000 | $11.68740 | $11.68740 | 1/19/11 | 1/20/16 |
| CLOSED-END NEW JERSEY MUNICIPAL PORTFOLIO, 008 | CENJHX | 5/21/12 | $0.00000 | $10.77880 | $10.69720 | 8/31/11 | 7/12/13 |
| CLOSED-END NEW YORK MUNICIPAL PORTFOLIO, 007 | CENYGX | 5/21/12 | $0.00000 | $10.69200 | $10.69200 | 11/14/07 | 11/14/12 |
| CLOSED-END NEW YORK MUNICIPAL PORTFOLIO, 008 | CENYHX | 5/21/12 | $0.00000 | $10.13130 | $10.13130 | 5/14/08 | 5/8/13 |
| CLOSED-END NEW YORK MUNICIPAL PORTFOLIO, 009 | CENYIX | 5/21/12 | $0.00000 | $13.27190 | $13.27190 | 1/14/09 | 11/13/13 |
| CLOSED-END NEW YORK MUNICIPAL PORTFOLIO, 010 | CENYJX | 5/21/12 | $0.00000 | $11.81160 | $11.81160 | 6/3/09 | 5/14/14 |
| CLOSED-END NEW YORK MUNICIPAL PORTFOLIO, 011 | CENYKX | 5/21/12 | $0.00000 | $10.72970 | $10.72970 | 11/2/09 | 11/12/14 |
| CLOSED-END NEW YORK MUNICIPAL PORTFOLIO, 012 | CENYLX | 5/21/12 | $0.00000 | $10.15800 | $10.15800 | 5/12/10 | 5/13/15 |
| CLOSED-END NEW YORK MUNICIPAL PORTFOLIO, 013 | CENYMX | 5/21/12 | $0.00000 | $9.98960 | $9.98960 | 11/10/10 | 11/11/15 |
| CLOSED-END NEW YORK MUNICIPAL PORTFOLIO, 014 | CENYNX | 5/21/12 | $0.00000 | $10.68420 | $10.68420 | 5/4/11 | 5/11/16 |
| CLOSED-END PREFERRED & INCOME PORTFOLIO, 007 | CEPDGX | 5/21/12 | $0.00000 | $5.89610 | $5.89610 | 5/30/07 | 6/13/12 |
| CLOSED-END PREFERRED & INCOME PORTFOLIO, 008 | CEPDHX | 5/21/12 | $0.00000 | $6.10840 | $6.10840 | 8/29/07 | 6/13/12 |
| CLOSED-END PREFERRED & INCOME PORTFOLIO, 009 | CEPDIX | 5/21/12 | $0.00000 | $7.01670 | $7.01670 | 12/12/07 | 12/12/12 |
| CLOSED-END PREFERRED & INCOME PORTFOLIO, 010 | CEPDJX | 5/21/12 | $0.00000 | $7.93150 | $7.93150 | 6/11/08 | 6/12/13 |
| CLOSED-END PREFERRED & INCOME PORTFOLIO, 011 | CEPDKX | 5/21/12 | $0.00000 | $19.25870 | $19.25870 | 12/4/08 | 12/11/13 |
| CLOSED-END PREFERRED & INCOME PORTFOLIO, 012 | CEPDLX | 5/21/12 | $0.00000 | $13.66900 | $13.66900 | 6/30/09 | 6/11/14 |
| CLOSED-END PREFERRED & INCOME PORTFOLIO, 013 | CEPDMX | 5/21/12 | $0.00000 | $12.07410 | $12.07410 | 12/9/09 | 12/10/14 |
| CLOSED-END PREFERRED & INCOME PORTFOLIO, 014 | CEPDNX | 5/21/12 | $0.00000 | $11.20070 | $11.20070 | 6/9/10 | 6/10/15 |
| CLOSED-END SENIOR LOAN & INCOME PORTFOLIO (15-MONTH), 018 | CFCEAX | 5/21/12 | $0.00000 | $8.69850 | $8.69850 | 6/2/11 | 10/5/12 |
| CLOSED-END SENIOR LOAN & INCOME PORTFOLIO, 008 | CESLHX | 5/21/12 | $0.00000 | $8.11640 | $8.11640 | 11/14/07 | 11/14/12 |
| CLOSED-END SENIOR LOAN & INCOME PORTFOLIO, 009 | CESLIX | 5/21/12 | $0.00000 | $8.19010 | $8.19010 | 5/14/08 | 5/8/13 |
| CLOSED-END SENIOR LOAN & INCOME PORTFOLIO, 014 | CESLNX | 5/21/12 | $0.00000 | $9.28050 | $9.28050 | 9/15/10 | 11/14/12 |
| CLOSED-END SENIOR LOAN & INCOME PORTFOLIO, 015 | CESLOX | 5/21/12 | $0.00000 | $8.99790 | $8.99790 | 2/9/11 | 5/8/13 |
| CLOSED-END SENIOR LOAN & INCOME PORTFOLIO, 016 | CESLPX | 5/21/12 | $0.00000 | $8.65050 | $8.65050 | 5/11/11 | 5/8/13 |
| CONVERTIBLE & INCOME PORTFOLIO OF FUNDS, 014 * | CECINX | 5/21/12 | $0.00000 | $9.70810 | $9.46310 | 10/26/11 | 10/13/13 |
| CORPORATE HIGH YIELD & INCOME PORTFOLIO OF CEFS (15-MONTH), 020 | CFCHBX | 5/21/12 | $0.00000 | $10.81980 | $10.81980 | 10/7/11 | 1/14/13 |
| CORPORATE HIGH YIELD & INCOME PORTFOLIO OF CEFS (15-MONTH), 022 | CFCHCX | 5/21/12 | $0.00000 | $10.10490 | $9.95990 | 1/9/12 | 4/5/13 |
| COVERED CALL & INCOME (15-MONTH) PORTFOLIO OF CEFS, 028 | CFCOCX | 5/21/12 | $0.00000 | $9.45960 | $9.36290 | 12/7/11 | 3/7/13 |
| COVERED CALL & INCOME PORTFOLIO OF CEFS, 025 | CCCIYX | 5/21/12 | $0.00000 | $9.73230 | $9.48730 | 11/9/11 | 11/13/13 |
| DEFINED GNMA PORTFOLIO, 014 | CGNMBX | 5/21/12 | $0.00000 | $1.41740 | $1.41740 | 6/28/02 | 6/18/32 |
| DEFINED GNMA PORTFOLIO, 015 | CGNMCX | 5/21/12 | $0.00000 | $3.35410 | $3.35410 | 9/3/03 | 9/2/33 |
| DEFINED GNMA PORTFOLIO, 016 | CGNMDX | 5/21/12 | $0.00000 | $0.53358 | $0.53358 | 3/8/05 | 3/8/35 |
| DEFINED GNMA PORTFOLIO, 017 | CGNMEX | 5/21/12 | $0.00000 | $0.55702 | $0.55702 | 12/8/05 | 12/31/35 |
| DEFINED INSURED MISSOURI, 001 | NA | 5/21/12 | $0.00000 | $1.62830 | $1.62830 | 7/14/93 | 12/31/42 |
| DG GLOBAL INFRASTRUCTURE PORTFOLIO, 005 | CDGSEX | 5/21/12 | $0.00000 | $9.46590 | $9.46590 | 6/16/10 | 6/13/12 |
| DIVERSIFIED DIVIDEND & INCOME PORTFOLIO, 012 | CDDILX | 5/21/12 | $0.00000 | $10.45220 | $10.45220 | 11/3/10 | 3/27/13 |
| DIVERSIFIED DIVIDEND & INCOME PORTFOLIO, 013 | CDDIMX | 5/21/12 | $0.00000 | $9.87980 | $9.87980 | 3/23/11 | 3/27/13 |
| DIVERSIFIED DIVIDEND & INCOME PORTFOLIO, 014 | CDDINX | 5/21/12 | $0.00000 | $10.99130 | $10.72800 | 9/28/11 | 9/25/13 |
| DIVERSIFIED INCOME WAVE PORTFOLIO (15-MONTH), 022 | CFWAAX | 5/21/12 | $0.00000 | $8.35700 | $8.35700 | 6/2/11 | 9/10/12 |
| DIVERSIFIED INCOME WAVE PORTFOLIO (15-MONTH), 024 | CFWABX | 5/21/12 | $0.00000 | $9.45310 | $9.45310 | 9/8/11 | 12/7/12 |
| DIVERSIFIED INCOME WAVE PORTFOLIO (15-MONTH), 026 | CFWACX | 5/21/12 | $0.00000 | $9.89150 | $9.79480 | 12/7/11 | 3/7/13 |
| DIVERSIFIED INCOME WAVE PORTFOLIO, 015 | CWAVOX | 5/21/12 | $0.00000 | $9.36860 | $9.36860 | 7/14/10 | 7/11/12 |
| DIVERSIFIED INCOME WAVE PORTFOLIO, 016 | CWAVPX | 5/21/12 | $0.00000 | $8.77950 | $8.77950 | 9/8/10 | 9/12/12 |
| DIVERSIFIED INCOME WAVE PORTFOLIO, 017 | CWAVQX | 5/21/12 | $0.00000 | $8.43080 | $8.43080 | 11/10/10 | 11/14/12 |
| DIVERSIFIED INCOME WAVE PORTFOLIO, 018 | CWAVRX | 5/21/12 | $0.00000 | $8.78450 | $8.78450 | 1/12/11 | 1/16/13 |
| DIVERSIFIED INCOME WAVE PORTFOLIO, 019 | CWAVSX | 5/21/12 | $0.00000 | $8.65570 | $8.65570 | 3/9/11 | 3/13/13 |
| DIVERSIFIED INCOME WAVE PORTFOLIO, 020 | CWAVTX | 5/21/12 | $0.00000 | $8.45700 | $8.45700 | 5/11/11 | 5/8/13 |
| DIVERSIFIED INCOME WAVE PORTFOLIO, 021 | CWAVUX | 5/21/12 | $0.00000 | $8.45340 | $8.45340 | 7/13/11 | 7/10/13 |
| DIVERSIFIED INCOME WAVE PORTFOLIO, 023 | CWAVVX | 5/21/12 | $0.00000 | $9.61220 | $9.51220 | 9/14/11 | 9/11/13 |
| DIVERSIFIED INCOME WAVE PORTFOLIO, 025 | CWAVWX | 5/21/12 | $0.00000 | $9.66260 | $9.48100 | 11/8/11 | 11/13/13 |
| DIVERSIFIED INCOME WAVE PORTFOLIO, 027 | CWAVYX | 5/21/12 | $0.00000 | $9.73690 | $9.39190 | 1/19/12 | 1/15/14 |
| DIVERSIFIED INCOME WAVE PORTFOLIO, 029 | CWAVZX | 5/21/12 | $0.00000 | $9.22690 | $8.88190 | 3/14/12 | 6/11/14 |
| DIVIDEND STRENGTH PORTFOLIO, 004 | CGRODX | 5/21/12 | $0.00000 | $12.23180 | $12.23180 | 8/25/10 | 8/22/12 |
| DIVIDEND STRENGTH PORTFOLIO, 005 | CGROEX | 5/21/12 | $0.00000 | $10.24800 | $10.24800 | 2/23/11 | 2/27/13 |
| DIVIDEND STRENGTH PORTFOLIO, 006 | CGROFX | 5/21/12 | $0.00000 | $11.31490 | $11.06990 | 8/24/11 | 8/28/13 |
| DOW JONES VALUE RBP DIVIDEND FOCUS PORTFOLIO, 004 | CRBDDX | 5/21/12 | $0.00000 | $9.76050 | $9.76050 | 3/15/11 | 6/15/12 |
| DOW JONES VALUE RBP DIVIDEND FOCUS PORTFOLIO, 005 | CRBDEX | 5/21/12 | $0.00000 | $9.80620 | $9.80620 | 6/6/11 | 9/18/12 |
| DOW JONES VALUE RBP DIVIDEND FOCUS PORTFOLIO, 006 | CRBDFX | 5/21/12 | $0.00000 | $10.45360 | $10.45360 | 9/16/11 | 12/17/12 |
| DOW JONES VALUE RBP DIVIDEND FOCUS PORTFOLIO, 007 | CRBDGX | 5/21/12 | $0.00000 | $10.17490 | $10.07820 | 12/15/11 | 3/15/13 |
| ENERGY PORTFOLIO, 011 | CENPKX | 5/21/12 | $0.00000 | $8.36520 | $8.36520 | 12/10/10 | 2/27/13 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 014 | CPRENX | 5/21/12 | $0.00000 | $12.50270 | $12.50270 | 12/4/08 | 11/13/13 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 016 | CPREPX | 5/21/12 | $0.00000 | $8.12080 | $8.12080 | 3/17/09 | 5/14/14 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 017 | CPREQX | 5/21/12 | $0.00000 | $9.12660 | $9.12660 | 5/14/09 | 5/14/14 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 018 | CPRERX | 5/21/12 | $0.00000 | $8.55150 | $8.55150 | 7/27/09 | 8/13/14 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 019 | CPRESX | 5/21/12 | $0.00000 | $8.42450 | $8.42450 | 9/4/09 | 11/12/14 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 020 | CPRETX | 5/21/12 | $0.00000 | $7.96840 | $7.96840 | 10/9/09 | 11/12/14 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 021 | CPREUX | 5/21/12 | $0.00000 | $8.14490 | $8.14490 | 12/18/09 | 11/12/14 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 022 | CPREVX | 5/21/12 | $0.00000 | $8.18830 | $8.18830 | 4/6/10 | 5/13/15 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 023 | CPREWX | 5/21/12 | $0.00000 | $8.18870 | $8.18870 | 9/10/10 | 11/14/12 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 024 | CPREYX | 5/21/12 | $0.00000 | $8.72540 | $8.72540 | 1/21/11 | 5/8/13 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 025 | CPREZX | 5/21/12 | $0.00000 | $8.95840 | $8.79510 | 7/14/11 | 11/13/13 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 026 | CPREAX | 5/21/12 | $0.00000 | $9.54710 | $9.30210 | 11/10/11 | 11/13/13 |
| FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, 027 | CPREBX | 5/21/12 | $0.00000 | $9.51700 | $9.27200 | 2/9/12 | 5/14/14 |
| GLOBAL AGRICULTURE PORTFOLIO, 011 | CGAGAX | 5/21/12 | $0.00000 | $8.50020 | $8.50020 | 5/5/11 | 5/23/13 |
| GLOBAL HIGH DIVIDEND & GROWTH BLUEPRINTS® SELECT PORTFOLIO, 001 | CGDAAX | 5/21/12 | $0.00000 | $7.18490 | $7.18490 | 5/24/11 | 9/25/12 |
| GLOBAL HIGH DIVIDEND & GROWTH BLUEPRINTS® SELECT PORTFOLIO, 002 | CGDABX | 5/21/12 | $0.00000 | $9.19360 | $9.19360 | 9/23/11 | 12/24/12 |
| GLOBAL HIGH DIVIDEND & GROWTH BLUEPRINTS® SELECT PORTFOLIO, 003 | CGDACX | 5/21/12 | $0.00000 | $9.13610 | $9.03940 | 12/22/11 | 3/22/13 |
| GLOBAL WATER EQUITIES PORTFOLIO, 019 | CGWESX | 5/21/12 | $0.00000 | $7.41550 | $7.41550 | 11/18/10 | 11/22/12 |
| GLOBAL WATER EQUITIES PORTFOLIO, 020 | CGWETX | 5/21/12 | $0.00000 | $7.99950 | $7.99950 | 5/19/11 | 5/23/13 |
| GLOBAL WATER EQUITIES PORTFOLIO, 021 | CGWEUX | 5/21/12 | $0.00000 | $10.30500 | $10.06000 | 11/17/11 | 11/21/13 |
| GUGGENHEIM ABC HIGH DIVIDEND STRATEGY PORTFOLIO, 005 | CABCEX | 5/21/12 | $0.00000 | $7.67260 | $7.67260 | 3/1/11 | 6/1/12 |
| GUGGENHEIM ABC HIGH DIVIDEND STRATEGY PORTFOLIO, 006 | CABCFX | 5/21/12 | $0.00000 | $7.12620 | $7.12620 | 6/1/11 | 9/4/12 |
| GUGGENHEIM ABC HIGH DIVIDEND STRATEGY PORTFOLIO, 007 | CABCGX | 5/21/12 | $0.00000 | $8.29410 | $8.29410 | 9/1/11 | 12/3/12 |
| GUGGENHEIM ABC HIGH DIVIDEND STRATEGY PORTFOLIO, 008 | CABCHX | 5/21/12 | $0.00000 | $9.59370 | $9.49700 | 12/1/11 | 3/1/13 |
| GUGGENHEIM BMAC COMMODITY PRODUCERS STRATEGY PORTFOLIO, 005 | CBMAEX | 5/21/12 | $0.00000 | $7.01050 | $7.01050 | 3/1/11 | 6/1/12 |
| GUGGENHEIM BMAC COMMODITY PRODUCERS STRATEGY PORTFOLIO, 006 | CBMAFX | 5/21/12 | $0.00000 | $6.32860 | $6.32860 | 6/1/11 | 9/4/12 |
| GUGGENHEIM BMAC COMMODITY PRODUCERS STRATEGY PORTFOLIO, 007 | CBMAGX | 5/21/12 | $0.00000 | $7.73620 | $7.73620 | 9/1/11 | 12/3/12 |
| GUGGENHEIM BMAC COMMODITY PRODUCERS STRATEGY PORTFOLIO, 008 | CBMAHX | 5/21/12 | $0.00000 | $8.63640 | $8.53970 | 12/1/11 | 3/1/13 |
| GUGGENHEIM BUILD AMERICA BONDS TRUST, 005 | CGBAEX | 5/21/12 | $0.00000 | $1,021.88000 | $1,021.88000 | 10/7/10 | 7/1/42 |
| GUGGENHEIM BUILD AMERICA BONDS TRUST, 006 | CGBAFX | 5/21/12 | $0.00000 | $1,124.53000 | $1,124.53000 | 11/16/10 | 7/1/45 |
| GUGGENHEIM BUILD AMERICA BONDS TRUST, 007 | CGBAGX | 5/21/12 | $0.00000 | $1,110.74000 | $1,110.74000 | 1/14/11 | 1/1/42 |
| GUGGENHEIM BULLETSHARES® 2011-2017 CORPORATE BOND ETF LADDER ALLOCATION PORTFOLIO, 001 | CBULAX | 5/21/12 | $0.00000 | $8.32510 | $8.32510 | 3/8/11 | 12/31/17 |
| GUGGENHEIM BULLETSHARES® 2011-2017 CORPORATE BOND LADDER PORTFOLIO OF ETFS, 002 | CBULBX | 5/21/12 | $0.00000 | $8.37240 | $8.25640 | 9/21/11 | 12/31/17 |
| GUGGENHEIM BULLISH EQUITY PORTFOLIO, 002 | CGHBBX | 5/21/12 | $0.00000 | $7.86510 | $7.86510 | 4/26/11 | 8/15/12 |
| GUGGENHEIM BULLISH EQUITY PORTFOLIO, 003 | CGHBCX | 5/21/12 | $0.00000 | $9.69270 | $9.69270 | 8/15/11 | 11/15/12 |
| GUGGENHEIM BULLISH EQUITY PORTFOLIO, 004 | CGHBDX | 5/21/12 | $0.00000 | $9.46490 | $9.41650 | 11/15/11 | 2/15/13 |
| GUGGENHEIM BULLISH EQUITY PORTFOLIO, 005 | CGHBEX | 5/21/12 | $0.00000 | $8.45420 | $8.30920 | 2/15/12 | 5/15/13 |
| GUGGENHEIM DEFENSIVE EQUITY PORTFOLIO, 002 | CGLBBX | 5/21/12 | $0.00000 | $9.03950 | $9.03950 | 4/26/11 | 8/15/12 |
| GUGGENHEIM DEFENSIVE EQUITY PORTFOLIO, 003 | CGLBCX | 5/21/12 | $0.00000 | $10.50950 | $10.50950 | 8/15/11 | 11/15/12 |
| GUGGENHEIM DEFENSIVE EQUITY PORTFOLIO, 004 | CGLBDX | 5/21/12 | $0.00000 | $9.69800 | $9.64960 | 11/15/11 | 2/15/13 |
| GUGGENHEIM DEFENSIVE EQUITY PORTFOLIO, 005 | CGLBEX | 5/21/12 | $0.00000 | $9.32420 | $9.17920 | 2/15/12 | 5/15/13 |
| GUGGENHEIM DISCOUNT OPPORTUNITY STRATEGY PORTFOLIO OF CEFS, 001 | CGDOAX | 5/21/12 | $0.00000 | $9.68480 | $9.53980 | 1/24/12 | 5/7/13 |
| GUGGENHEIM EMERGING MARKETS DIVIDEND STRATEGY PORTFOLIO, 001 | CGEMAX | 5/21/12 | $0.00000 | $8.49710 | $8.35210 | 3/8/12 | 5/22/13 |
| GUGGENHEIM GLOBAL EXPANSION & DIVIDEND PORTFOLIO, 001 | CGEDAX | 5/21/12 | $0.00000 | $6.24640 | $6.24640 | 4/5/11 | 7/17/12 |
| GUGGENHEIM GLOBAL EXPANSION & DIVIDEND PORTFOLIO, 002 | CGEDBX | 5/21/12 | $0.00000 | $7.61920 | $7.61920 | 7/18/11 | 10/15/12 |
| GUGGENHEIM GLOBAL EXPANSION & DIVIDEND PORTFOLIO, 003 | CGEDCX | 5/21/12 | $0.00000 | $9.23550 | $9.23550 | 10/17/11 | 1/16/13 |
| GUGGENHEIM GLOBAL EXPANSION & DIVIDEND PORTFOLIO, 004 | CGEDDX | 5/21/12 | $0.00000 | $8.73900 | $8.59400 | 1/18/12 | 4/15/13 |
| GUGGENHEIM GLOBAL INFRASTRUCTURE & DIVIDEND PORTFOLIO, 001 | CGGIAX | 5/21/12 | $0.00000 | $7.88790 | $7.88790 | 4/5/11 | 7/17/12 |
| GUGGENHEIM GLOBAL INFRASTRUCTURE & DIVIDEND PORTFOLIO, 002 | CGGIBX | 5/21/12 | $0.00000 | $8.03820 | $8.03820 | 7/18/11 | 10/15/12 |
| GUGGENHEIM GLOBAL INFRASTRUCTURE & DIVIDEND PORTFOLIO, 003 | CGGICX | 5/21/12 | $0.00000 | $9.32880 | $9.32880 | 10/17/11 | 1/16/13 |
| GUGGENHEIM GLOBAL INFRASTRUCTURE & DIVIDEND PORTFOLIO, 004 | CGGIDX | 5/21/12 | $0.00000 | $9.49940 | $9.35440 | 1/18/12 | 4/15/13 |
| GUGGENHEIM GLOBAL TELECOM STRATEGY PORTFOLIO, 005 | CGGTEX | 5/21/12 | $0.00000 | $7.87150 | $7.87150 | 3/1/11 | 6/1/12 |
| GUGGENHEIM GLOBAL TELECOM STRATEGY PORTFOLIO, 006 | CGGTFX | 5/21/12 | $0.00000 | $7.57720 | $7.57720 | 6/1/11 | 9/4/12 |
| GUGGENHEIM GLOBAL TELECOM STRATEGY PORTFOLIO, 007 | CGGTGX | 5/21/12 | $0.00000 | $8.27070 | $8.27070 | 9/1/11 | 12/3/12 |
| GUGGENHEIM GLOBAL TELECOM STRATEGY PORTFOLIO, 008 | CGGTHX | 5/21/12 | $0.00000 | $8.76970 | $8.67300 | 12/1/11 | 3/1/13 |
| GUGGENHEIM GROWTH & INCOME STRATEGY PORTFOLIO OF CEFS, 001 | CGGSAX | 5/21/12 | $0.00000 | $9.65510 | $9.51010 | 1/24/12 | 5/7/13 |
| GUGGENHEIM GROWTH ASSET ALLOCATION PORTFOLIO OF ETFS, 006 | CESTFX | 5/21/12 | $0.00000 | $9.23260 | $9.23260 | 3/15/11 | 6/15/12 |
| GUGGENHEIM GROWTH ASSET ALLOCATION PORTFOLIO OF ETFS, 007 | CESTGX | 5/21/12 | $0.00000 | $9.39840 | $9.39840 | 6/15/11 | 9/18/12 |
| GUGGENHEIM GROWTH ASSET ALLOCATION PORTFOLIO OF ETFS, 008 | CESTHX | 5/21/12 | $0.00000 | $9.82120 | $9.82120 | 9/16/11 | 12/17/12 |
| GUGGENHEIM GROWTH ASSET ALLOCATION PORTFOLIO OF ETFS, 009 | CESTIX | 5/21/12 | $0.00000 | $10.14400 | $10.04730 | 12/15/11 | 3/15/13 |
| GUGGENHEIM INFLATION DEFENSE & DIVIDEND PORTFOLIO, 003 | CGIDCX | 5/21/12 | $0.00000 | $6.36310 | $6.36310 | 4/15/11 | 7/17/12 |
| GUGGENHEIM INFLATION DEFENSE & DIVIDEND PORTFOLIO, 004 | CGIDDX | 5/21/12 | $0.00000 | $6.34110 | $6.34110 | 7/18/11 | 10/15/12 |
| GUGGENHEIM INFLATION DEFENSE & DIVIDEND PORTFOLIO, 005 | CGIDEX | 5/21/12 | $0.00000 | $8.49830 | $8.49830 | 10/17/11 | 1/16/13 |
| GUGGENHEIM INFLATION DEFENSE & DIVIDEND PORTFOLIO, 006 | CGIDFX | 5/21/12 | $0.00000 | $8.19450 | $8.04950 | 1/18/12 | 4/15/13 |
| GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 026 | CGIAAX | 5/21/12 | $0.00000 | $966.39000 | $966.39000 | 10/19/10 | 4/15/21 |
| GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 027 | CGIABX | 5/21/12 | $0.00000 | $1,026.24000 | $1,026.24000 | 12/17/10 | 3/1/21 |
| GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 028 | CGIACX | 5/21/12 | $1,050.19000 | $1,008.71000 | $1,008.71000 | 3/10/11 | 9/30/20 |
| GUGGENHEIM INTERMEDIATE INVESTMENT-GRADE CORPORATE TRUST, 029 | CGIADX | 5/21/12 | $1,019.24000 | $978.98000 | $978.98000 | 6/9/11 | 5/15/21 |
| GUGGENHEIM INTERNATIONAL DIVIDEND STRATEGY PORTFOLIO, 011 | CMVPKX | 5/21/12 | $0.00000 | $8.31440 | $8.31440 | 4/1/11 | 7/2/12 |
| GUGGENHEIM INTERNATIONAL DIVIDEND STRATEGY PORTFOLIO, 012 | CMVPLX | 5/21/12 | $0.00000 | $8.11990 | $8.11990 | 7/1/11 | 10/1/12 |
| GUGGENHEIM INTERNATIONAL DIVIDEND STRATEGY PORTFOLIO, 013 | CMVPMX | 5/21/12 | $0.00000 | $10.80940 | $10.80940 | 10/3/11 | 1/14/13 |
| GUGGENHEIM INTERNATIONAL DIVIDEND STRATEGY PORTFOLIO, 014 | CMVPNX | 5/21/12 | $0.00000 | $9.28670 | $9.14170 | 1/3/12 | 4/1/13 |
| GUGGENHEIM LONG-TERM NATIONAL MUNICIPAL TRUST, 002 | CGLTBX | 5/21/12 | $1,116.49000 | $1,061.78000 | $1,061.78000 | 5/6/11 | 8/15/38 |
| GUGGENHEIM LONG-TERM NATIONAL MUNICIPAL TRUST, 003 | CGLTCX | 5/21/12 | $1,082.09000 | $1,029.07000 | $1,029.07000 | 6/16/11 | 8/15/43 |
| GUGGENHEIM MODERATE ASSET ALLOCATION PORTFOLIO OF ETFS, 006 | CEFFFX | 5/21/12 | $0.00000 | $9.38770 | $9.38770 | 3/15/11 | 6/15/12 |
| GUGGENHEIM MODERATE ASSET ALLOCATION PORTFOLIO OF ETFS, 007 | CEFFGX | 5/21/12 | $0.00000 | $9.53520 | $9.53520 | 6/15/11 | 9/18/12 |
| GUGGENHEIM MODERATE ASSET ALLOCATION PORTFOLIO OF ETFS, 008 | CEFFHX | 5/21/12 | $0.00000 | $9.75560 | $9.75560 | 9/16/11 | 12/17/12 |
| GUGGENHEIM MODERATE ASSET ALLOCATION PORTFOLIO OF ETFS, 009 | CEFFIX | 5/21/12 | $0.00000 | $10.07300 | $9.97630 | 12/15/11 | 3/15/13 |
| GUGGENHEIM REIT PORTFOLIO, 003 | CGRTCX | 5/21/12 | $0.00000 | $9.74190 | $9.74190 | 10/21/10 | 10/17/12 |
| GUGGENHEIM REIT PORTFOLIO, 004 | CGRTDX | 5/21/12 | $0.00000 | $9.93450 | $9.93450 | 4/20/11 | 4/17/13 |
| GUGGENHEIM REIT PORTFOLIO, 005 | CGRTEX | 5/21/12 | $0.00000 | $11.39820 | $11.15320 | 10/19/11 | 10/16/13 |
| GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, 006 | CGSHFX | 5/21/12 | $0.00000 | $618.94000 | $618.94000 | 11/19/10 | 11/15/18 |
| GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, 007 | CGSHGX | 5/21/12 | $743.17000 | $721.25000 | $721.25000 | 1/26/11 | 1/15/16 |
| GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, 008 | CGSHHX | 5/21/12 | $953.26000 | $925.14000 | $925.14000 | 9/23/11 | 4/15/18 |
| GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, 009 | CGSHIX | 5/21/12 | $908.39000 | $888.96000 | $881.59000 | 10/21/11 | 7/15/18 |
| GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, 010 | CGSHJX | 5/21/12 | $956.77000 | $943.29000 | $928.55000 | 11/17/11 | 9/15/18 |
| GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, 011 | CGSHKX | 5/21/12 | $952.11000 | $946.14000 | $924.02000 | 12/15/11 | 1/15/19 |
| GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, 012 | CGSHLX | 5/21/12 | $980.35000 | $951.43000 | $951.43000 | 1/26/12 | 6/1/19 |
| GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, 013 | CGSHMX | 5/21/12 | $964.25000 | $935.80000 | $935.80000 | 3/23/12 | 5/15/21 |
| GUGGENHEIM SHORT DURATION HIGH YIELD TRUST, 014 | CGSHNX | 5/21/12 | $963.72000 | $935.29000 | $935.29000 | 4/20/12 | 11/1/21 |
| GUGGENHEIM TAX-EXEMPT STRATEGY PORTFOLIO OF CEFS, 001 | CGNTAX | 5/21/12 | $0.00000 | $9.92760 | $9.78260 | 1/24/12 | 5/7/13 |
| GUGGENHEIM US HIGH DIVIDEND STRATEGY PORTFOLIO, 001 | CUSHAX | 5/21/12 | $0.00000 | $10.23320 | $10.23320 | 6/20/11 | 10/15/12 |
| GUGGENHEIM US HIGH DIVIDEND STRATEGY PORTFOLIO, 002 | CUSHBX | 5/21/12 | $0.00000 | $10.27070 | $10.27070 | 10/17/11 | 1/16/13 |
| GUGGENHEIM US HIGH DIVIDEND STRATEGY PORTFOLIO, 003 | CUSHCX | 5/21/12 | $0.00000 | $9.88660 | $9.74160 | 1/17/12 | 4/15/13 |
| GUGGENHEIM US SMID HIGH DIVIDEND STRATEGY PORTFOLIO, 001 | CSMHAX | 5/21/12 | $0.00000 | $9.45780 | $9.45780 | 6/20/11 | 10/15/12 |
| GUGGENHEIM US SMID HIGH DIVIDEND STRATEGY PORTFOLIO, 002 | CSMHBX | 5/21/12 | $0.00000 | $10.24040 | $10.24040 | 10/17/11 | 1/16/13 |
| GUGGENHEIM US SMID HIGH DIVIDEND STRATEGY PORTFOLIO, 003 | CSMHCX | 5/21/12 | $0.00000 | $9.72230 | $9.57730 | 1/17/12 | 4/15/13 |
| HEALTH CARE PORTFOLIO, 011 | CHCRKX | 5/21/12 | $0.00000 | $11.31890 | $11.31890 | 7/28/10 | 7/25/12 |
| HEALTH CARE PORTFOLIO, 012 | CHCRLX | 5/21/12 | $0.00000 | $9.33140 | $9.33140 | 5/19/11 | 7/24/13 |
| INCOME & TREASURY LIMITED DURATION PORTFOLIO OF FUNDS (15-MONTH), 014 | CFICBX | 5/21/12 | $0.00000 | $9.92620 | $9.92620 | 9/8/11 | 12/7/12 |
| INCOME & TREASURY LIMITED DURATION PORTFOLIO OF FUNDS (15-MONTH), 016 | CFICCX | 5/21/12 | $0.00000 | $10.06980 | $9.97310 | 12/7/11 | 3/7/13 |
| INCOME & TREASURY LIMITED DURATION PORTFOLIO OF FUNDS, 015 | CICENX | 5/21/12 | $0.00000 | $9.95610 | $9.85610 | 9/14/11 | 9/11/13 |
| INCOME & TREASURY LIMITED DURATION PORTFOLIO OF FUNDS, 017 | CICEOX | 5/21/12 | $0.00000 | $10.23610 | $9.97280 | 12/14/11 | 12/11/13 |
| INFRASTRUCTURE & MLP PORTFOLIO OF CEFS, 011 | CCEIKX | 5/21/12 | $0.00000 | $9.57460 | $9.32960 | 11/9/11 | 11/13/13 |
| INSURED NATIONAL MUNICIPAL PORTFOLIO, 60 | NA | 5/21/12 | $0.00000 | $40.26000 | $40.26000 | 7/12/89 | 12/31/39 |
| INSURED NATIONAL MUNICIPAL PORTFOLIO, 83 | NA | 5/21/12 | $0.00000 | $151.76000 | $151.76000 | 8/12/92 | 12/31/42 |
| INSURED NATIONAL MUNICIPAL PORTFOLIO, 88V | NA | 5/21/12 | $0.00000 | $177.72000 | $177.72000 | 2/24/93 | 12/31/42 |
| INSURED NATIONAL MUNICIPAL PORTFOLIO, 90V | NA | 5/21/12 | $0.00000 | $140.85000 | $140.85000 | 5/12/93 | 12/31/42 |
| INSURED NATIONAL MUNICIPAL PORTFOLIO, 94 | CNIMBX | 5/21/12 | $0.00000 | $167.36000 | $167.36000 | 3/15/02 | 11/15/41 |
| INSURED NATIONAL MUNICIPAL PORTFOLIO, 95 | CNIMCX | 5/21/12 | $0.00000 | $587.93000 | $587.93000 | 6/4/02 | 7/1/41 |
| INSURED TEXAS, 050 | NA | 5/21/12 | $0.00000 | $186.66000 | $186.66000 | 6/11/92 | 12/31/42 |
| INSURED TEXAS, 053 | NA | 5/21/12 | $0.00000 | $126.72000 | $126.72000 | 8/20/92 | 12/31/42 |
| INVESTMENT GRADE CORPORATE BOND PORTFOLIO, 003 | CIGCAX | 5/21/12 | $0.00000 | $775.43000 | $775.43000 | 6/13/02 | 6/1/34 |
| INVESTMENT GRADE CORPORATE BOND PORTFOLIO, 005 | CIGCCX | 5/21/12 | $0.00000 | $771.21000 | $771.21000 | 12/4/02 | 8/15/34 |
| INVESTMENT GRADE CORPORATE BOND PORTFOLIO, 006 | CIGCDX | 5/21/12 | $0.00000 | $605.15000 | $605.15000 | 3/13/03 | 2/15/13 |
| IQ CLAYMORE LADDERED MUNICIPAL TRUST, 001 | CIQMAX | 5/21/12 | $0.00000 | $5.53340 | $5.53340 | 7/29/04 | 10/1/14 |
| IQ/CLAMORE MUNICIPAL PORTFOLIO 6 - 10 YEARS, 001 | CIQIAX | 5/21/12 | $0.00000 | $4.32980 | $4.32980 | 12/1/04 | 12/1/14 |
| IQ/CLAMORE MUNICIPAL PORTFOLIO 6 - 10 YEARS, 002 | CIQIBX | 5/21/12 | $0.00000 | $7.26670 | $7.26670 | 12/29/04 | 12/1/15 |
| IQ/CLAMORE MUNICIPAL PORTFOLIO 6 - 10 YEARS, 003 | CIQICX | 5/21/12 | $0.00000 | $7.94180 | $7.94180 | 3/2/05 | 12/15/15 |
| IQ/CLAYMORE CALIFORNIA MUNICIPAL PORTFOLIO, 001 | CIQCAX | 5/21/12 | $0.00000 | $9.15050 | $9.15050 | 8/18/04 | 11/1/19 |
| IQ/CLAYMORE FLORIDA MUNICIPAL PORTFOLIO (10-15 YEAR), 001 | CIQFAX | 5/21/12 | $0.00000 | $9.07470 | $9.07470 | 9/27/04 | 10/1/19 |
| IQ/CLAYMORE MUNICIPAL PORTFOLIO, 001 | CIQMBX | 5/21/12 | $0.00000 | $9.00510 | $9.00510 | 9/23/04 | 12/1/19 |
| IQ/CLAYMORE MUNICIPAL PORTFOLIO, 002 | CIQMCX | 5/21/12 | $0.00000 | $9.31160 | $9.31160 | 10/28/04 | 12/1/19 |
| IQ/CLAYMORE MUNICIPAL PORTFOLIO, 003 | CIQMDX | 5/21/12 | $0.00000 | $9.73790 | $9.73790 | 12/1/04 | 10/1/19 |
| IQ/CLAYMORE MUNICIPAL PORTFOLIO, 004 | CIQMEX | 5/21/12 | $0.00000 | $9.21100 | $9.21100 | 12/29/04 | 8/1/20 |
| IQ/CLAYMORE MUNICIPAL PORTFOLIO, 005 | CIQMFX | 5/21/12 | $0.00000 | $9.62200 | $9.62200 | 3/2/05 | 12/1/20 |
| IQ/CLAYMORE NEW YORK MUNICIPAL PORTFOLIO, 001 | CIQNAX | 5/21/12 | $0.00000 | $9.44030 | $9.44030 | 8/18/04 | 8/15/19 |
| IQ/CLAYMORE NEW YORK MUNICIPAL PORTFOLIO, 002 | CIQNBX | 5/21/12 | $0.00000 | $9.08960 | $9.08960 | 9/27/04 | 9/15/19 |
| IQ/CLAYMORE NEW YORK MUNICIPAL PORTFOLIO, 003 | CIQNCX | 5/21/12 | $0.00000 | $9.32980 | $9.32980 | 12/29/04 | 12/15/20 |
| IQ/TEXAS MUNICIPAL PORTFOLIO, 001 | CIQTAX | 5/21/12 | $0.00000 | $9.17350 | $9.17350 | 9/27/04 | 7/1/19 |
| LARGE-CAP CORE PORTFOLIO, 014 | CACENX | 5/21/12 | $0.00000 | $12.12630 | $12.12630 | 8/25/10 | 8/22/12 |
| LARGE-CAP CORE PORTFOLIO, 015 | CACEOX | 5/21/12 | $0.00000 | $9.68250 | $9.68250 | 2/23/11 | 2/27/13 |
| LARGE-CAP CORE PORTFOLIO, 016 | CACEPX | 5/21/12 | $0.00000 | $10.85750 | $10.61250 | 8/24/11 | 8/28/13 |
| MULTINATIONAL TITANS PORTFOLIO, 001 | CMNTAX | 5/21/12 | $0.00000 | $9.85090 | $9.60590 | 10/24/11 | 10/23/13 |
| MULTIPLE ASSET PORTFOLIO PLUS (2-YEAR), 035 | CMPPHX | 5/21/12 | $0.00000 | $10.00150 | $10.00150 | 9/15/10 | 10/10/12 |
| MULTIPLE ASSET PORTFOLIO PLUS (2-YEAR), 036 | CMPPIX | 5/21/12 | $0.00000 | $9.82290 | $9.82290 | 1/12/11 | 1/16/13 |
| MULTIPLE ASSET PORTFOLIO PLUS, 037 | CMPPJX | 5/21/12 | $0.00000 | $9.54680 | $9.54680 | 4/13/11 | 4/10/13 |
| MULTIPLE ASSET PORTFOLIO PLUS, 038 | CMPPKX | 5/21/12 | $0.00000 | $9.20560 | $9.20560 | 7/13/11 | 7/10/13 |
| MULTIPLE ASSET PORTFOLIO PLUS, 039 | CMPPLX | 5/21/12 | $0.00000 | $10.49110 | $10.39110 | 10/12/11 | 10/9/13 |
| MULTIPLE ASSET PORTFOLIO PLUS, 040 | CMPPMX | 5/21/12 | $0.00000 | $10.06130 | $9.71630 | 1/19/12 | 1/15/14 |
| NATIONAL INVESTMENT GRADE MUNICIPAL PORTFOLIO, 001 | CNUMAX | 5/21/12 | $0.00000 | $501.51000 | $501.51000 | 7/11/02 | 6/1/35 |
| NATIONAL MUNICIPAL PORTFOLIO OF CEFS, 020 | CENMTX | 5/21/12 | $0.00000 | $10.46260 | $10.21760 | 11/9/11 | 11/13/13 |
| NATIONAL SERIES, 19 | NA | 5/21/12 | $0.00000 | $68.14000 | $68.14000 | 3/20/81 | 12/31/31 |
| NATIONAL SERIES, 27 | NA | 5/21/12 | $0.00000 | $68.37000 | $68.37000 | 11/10/81 | 12/31/31 |
| NATIONAL SERIES, 34 | NA | 5/21/12 | $0.00000 | $97.27000 | $97.27000 | 5/12/82 | 12/31/32 |
| NATIONAL SERIES, 54 | NA | 5/21/12 | $0.00000 | $42.08000 | $42.08000 | 3/9/83 | 12/31/33 |
| NEW YORK MUNICIPAL PORTFOLIO OF CEFS, 015 | CENYOX | 5/21/12 | $0.00000 | $10.16360 | $9.91860 | 11/8/11 | 11/13/13 |
| PENNSYLVANIA INVESTMENT GRADE MUNICIPAL PORTFOLIO, 001 * | CPUMAX | 5/21/12 | $0.00000 | $428.92000 | $428.92000 | 7/11/02 | 3/1/32 |
| PHARMACEUTICAL & PRESERVATION PORTFOLIO, 001 * | CPHPAX | 5/21/12 | $0.00000 | $15.72650 | $15.72650 | 8/22/02 | 11/14/14 |
| PRECIOUS METALS & MINERS PORTFOLIO, 001 | CPMMAX | 5/21/12 | $0.00000 | $8.10170 | $7.85670 | 10/31/11 | 10/23/13 |
| PREFERRED SECURITIES AND INCOME PORTFOLIO, 012 | CPSPLX | 5/21/12 | $0.00000 | $6.77380 | $6.77380 | 11/9/07 | 11/28/12 |
| PREFERRED SECURITIES AND INCOME PORTFOLIO, 013 | CPSPMX | 5/21/12 | $0.00000 | $6.60040 | $6.60040 | 5/28/08 | 5/22/13 |
| PREFERRED SECURITIES PORTFOLIO, 011 | CPSPKX | 5/21/12 | $0.00000 | $7.52390 | $7.52390 | 7/24/07 | 5/23/12 |
| RANSON TAX EXEMPT NEBRASKA, 003 | NA | 5/21/12 | $0.00000 | $388.19000 | $388.19000 | 7/21/94 | 6/1/22 |
| RANSON TAX EXEMPT NEBRASKA, 006 | NA | 5/21/12 | $0.00000 | $295.86000 | $295.86000 | 12/19/95 | 6/1/28 |
| RENEWABLE & ALTERNATIVE ENERGY PORTFOLIO, 013 | CRAEMX | 5/21/12 | $0.00000 | $3.72460 | $3.72460 | 2/7/11 | 4/18/13 |
| SENIOR LOAN & INCOME PORTFOLIO OF CEFS (15-MONTH), 020 | CFCEBX | 5/21/12 | $0.00000 | $10.82610 | $10.82610 | 10/7/11 | 1/14/13 |
| SENIOR LOAN & INCOME PORTFOLIO OF CEFS (15-MONTH), 022 | CFCECX | 5/21/12 | $0.00000 | $10.01370 | $9.86870 | 1/9/12 | 4/5/13 |
| SENIOR LOAN & INCOME PORTFOLIO OF CEFS, 017 | CESLQX | 5/21/12 | $0.00000 | $10.20450 | $9.95950 | 11/9/11 | 11/13/13 |
| STRATEGIC INCOME PORTFOLIO (15-MONTH), 054 | CFSIAX | 5/21/12 | $0.00000 | $9.00000 | $9.00000 | 6/3/11 | 10/5/12 |
| STRATEGIC INCOME PORTFOLIO (15-MONTH), 056 | CFSIBX | 5/21/12 | $0.00000 | $10.45260 | $10.45260 | 10/7/11 | 1/14/13 |
| STRATEGIC INCOME PORTFOLIO (15-MONTH), 058 | CFSICX | 5/21/12 | $0.00000 | $9.93860 | $9.79360 | 1/9/12 | 4/5/13 |
| STRATEGIC INCOME PORTFOLIO, 044 | CSIPSX | 5/21/12 | $0.00000 | $10.03420 | $10.03420 | 6/9/10 | 6/13/12 |
| STRATEGIC INCOME PORTFOLIO, 045 | CSIPTX | 5/21/12 | $0.00000 | $9.72840 | $9.72840 | 7/14/10 | 7/11/12 |
| STRATEGIC INCOME PORTFOLIO, 046 | CSIPUX | 5/21/12 | $0.00000 | $9.45260 | $9.45260 | 8/11/10 | 8/8/12 |
| STRATEGIC INCOME PORTFOLIO, 047 | CSIPVX | 5/21/12 | $0.00000 | $9.14660 | $9.14660 | 9/8/10 | 9/12/12 |
| STRATEGIC INCOME PORTFOLIO, 048 | CSIPWX | 5/21/12 | $0.00000 | $8.91710 | $8.91710 | 10/13/10 | 10/10/12 |
| STRATEGIC INCOME PORTFOLIO, 049 | CSIPYX | 5/21/12 | $0.00000 | $9.15030 | $9.15030 | 12/8/10 | 12/12/12 |
| STRATEGIC INCOME PORTFOLIO, 050 | CSIPZX | 5/21/12 | $0.00000 | $9.20590 | $9.20590 | 2/9/11 | 2/13/13 |
| STRATEGIC INCOME PORTFOLIO, 051 | CSIPAX | 5/21/12 | $0.00000 | $9.17950 | $9.17950 | 4/13/11 | 4/10/13 |
| STRATEGIC INCOME PORTFOLIO, 052 | CSIPBX | 5/21/12 | $0.00000 | $8.96410 | $8.96410 | 6/8/11 | 6/12/13 |
| STRATEGIC INCOME PORTFOLIO, 053 | CSIPCX | 5/21/12 | $0.00000 | $10.11930 | $10.11930 | 8/10/11 | 8/14/13 |
| STRATEGIC INCOME PORTFOLIO, 055 | CSIPDX | 5/21/12 | $0.00000 | $10.26250 | $10.16250 | 10/12/11 | 10/9/13 |
| STRATEGIC INCOME PORTFOLIO, 057 | CSIPEX | 5/21/12 | $0.00000 | $10.36280 | $10.09950 | 12/14/11 | 12/11/13 |
| STRATEGIC INCOME PORTFOLIO, 059 | CSIPFX | 5/21/12 | $0.00000 | $9.58090 | $9.23590 | 2/8/12 | 2/12/14 |
| TECHNOLOGY & PRESERVATION PORTFOLIO, 001 * | CTPPAX | 5/21/12 | $0.00000 | $12.73780 | $12.73780 | 8/22/02 | 11/14/14 |
| TECHNOLOGY PORTFOLIO, 007 | CTECGX | 5/21/12 | $0.00000 | $10.25660 | $10.25660 | 10/27/10 | 10/24/12 |
| TECHNOLOGY PORTFOLIO, 008 | CTECHX | 5/21/12 | $0.00000 | $9.00570 | $9.00570 | 4/27/11 | 4/24/13 |
| TECHNOLOGY PORTFOLIO, 009 | CTECIX | 5/21/12 | $0.00000 | $10.18120 | $9.93620 | 10/26/11 | 10/23/13 |
| UTILITIES PORTFOLIO, 012 | COPULX | 5/21/12 | $0.00000 | $10.52620 | $10.52620 | 7/28/10 | 7/25/12 |
| UTILITIES PORTFOLIO, 013 | COPUMX | 5/21/12 | $0.00000 | $10.20070 | $10.20070 | 1/26/11 | 1/23/13 |
| UTILITIES PORTFOLIO, 014 | COPUNX | 5/21/12 | $0.00000 | $10.58210 | $10.33710 | 8/3/11 | 7/24/13 |
| VALUE & PRESERVATION PORTFOLIO, 001 | CVAPAX | 5/21/12 | $0.00000 | $12.50580 | $12.50580 | 8/13/02 | 11/14/14 |
| WILSHIRE GLOBAL ETF ALLOCATION PORTFOLIO, 001 | CWILAX | 5/21/12 | $0.00000 | $7.73230 | $7.73230 | 3/8/11 | 6/15/12 |
| WILSHIRE GLOBAL ETF ALLOCATION PORTFOLIO, 002 | CWILBX | 5/21/12 | $0.00000 | $8.30680 | $8.30680 | 6/15/11 | 9/18/12 |
| ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO (2-YEAR), 001 | CTZIAX | 5/21/12 | $0.00000 | $9.52790 | $9.28290 | 11/22/11 | 11/15/13 |
| ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, 013 | CCZIMX | 5/21/12 | $0.00000 | $8.63960 | $8.63960 | 5/16/11 | 8/15/12 |
| ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, 014 | CCZINX | 5/21/12 | $0.00000 | $9.64340 | $9.64340 | 8/15/11 | 11/15/12 |
| ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, 015 | CCZIOX | 5/21/12 | $0.00000 | $9.63510 | $9.58670 | 11/15/11 | 2/15/13 |
| ZACKS INCOME ADVANTAGE STRATEGY PORTFOLIO, 016 | CCZIPX | 5/21/12 | $0.00000 | $9.03410 | $8.88910 | 2/15/12 | 5/15/13 |
| ZACKS INTERNATIONAL INCOME ADVANTAGE STRATEGY PORTFOLIO, 001 | CIZIAX | 5/21/12 | $0.00000 | $8.60210 | $8.45710 | 2/28/12 | 5/22/13 |